In accordance with AIM Rule 26, Endace Limited (“Endace” or the “Company”) is obliged to disclose the following information. This information was last updated on 7 November 2011.
Number of AIM securities in issue (noting any held as treasury shares)
As at 7 November 2011, the Company’s issued share capital consisted of 15,172,276 ordinary shares with each share carrying the right to one vote. The Company holds no shares in Treasury.
Identity and percentage holding of significant shareholders
As at 7 November 2011, the Company has been advised of the following shareholders holding more than 3% of the share capital:
| Shareholder | Beneficial holding | |
| Number of shares | % | |
| BlackRock Investment Management | 2,441,961 | 16.09% |
| Legal & General Investment Management | 1,335,732 | 8.80% |
| Richardson Trustee Limited | 1,169,739 | 7.71% |
| Ian David Greenwood Graham and Mary Agnes Lehar-Graham | 1,133,705 | 7.47% |
| Selwyn Lyall Pellett, Denise Suzanne Wallwork and Frances Valintine | 1,071,979 | 7.07% |
| Sophrosyne Capital | 1,000,000 | 6.59% |
| AXA Framlington | 673,660 | 4.44% |
| Hargreave Hale | 661,686 | 4.36% |
| Majedie Asset Management | 645,478 | 4.25% |
| Ignis Asset Management | 543,030 | 3.58% |
Percentage of AIM securities not in public hands
The percentage of shares not in public hands as at 7 November 2011 is 10.47%
Details on restrictions on the transfer of AIM securities
Restrictions on the transfer of Endace shares are set out in full in the Company’s Constitution. In summary, the Board may decline to register any shares where (i) the Company has a lien on any of the shares; or (ii) the shares are not fully paid up; or (iii) the transfer is not accompanied by the certificate (if any) for the shares to which it relates or other evidence as the Board may reasonably require; or (iv) the effect of the transfer would be to reduce the number of shareholders to less than 50, that by virtue of not having the minimum number of shareholders the Company would cease to be subject to the provisions of the New Zealand Takeovers Code and the transfer is not to a person who has made an offer pursuant to the New Zealand Takeovers Code that is either unconditional or has been declared unconditional. The Board may also decline to register a transfer of shares if they represent at least 0.25% in number of any class and there has been a failure to comply with a notice requiring disclosure of interests in the shares.
Rights of Shareholders
Please note that although Endace is an AIM company, it is not incorporated in the UK, therefore your rights and obligations as a shareholder may be different from the rights of shareholders in a UK incorporated company.